Elite Lawyer
Mark E. Czuchry - Victoria, MN - Elite Lawyer
Elite Lawyer Since 2023

Mark E. Czuchry

Minnesota SEC/FINRA Compliance Attorney


Practice Areas

Business Law, Banking & Finance Law, Employment Law for Employers, Estate Planning, Probate, Trusts, Litigation, Securities

Main Office

Czuchry Law Firm, LLC
1750 Tower Blvd., Suite 209
Victoria, MN 55386
Phone: 952-443-4004

About Mark E. Czuchry

Mark E. Czuchry, Esq. is an SEC/FINRA Compliance attorney from Minnesota. Attorney Czuchry represents insurance agents, financial advisers, and brokers in all matters related to firm and regulatory compliance. With over 20 years of experience under his belt, Mark has worked with over 700 insurance agents and financial professionals on more than 4,700 client cases covering a range of issues including financial and estate planning, insurance and securities compliance, and client relationship management.

In terms of firm compliance, he has aided financial professionals by drafting responses of representative complaints to broker-dealers and external business activities. He is proficient in handling non-compete concerns, defending against outstanding amounts owed on forgivable notes, and negotiating Form U-5 disclosure language. On the regulatory side, Attorney Czuchry defends financial professionals against inquiries, investigations, and enforcement matters involving FINRA and the SEC. In many cases, he has successfully persuaded them to close inquiries without recommending or taking formal enforcement action. Through his performance and legal victories, Attorney Czuchry has received the distinguished "Excellent" rating from avvo.com and an A+ rating for his law firm (Czuchry Law Firm, LLC) from Better Business Bureau.

To book your consultation today, call 952-443-4004 or fill out an online contact form his website.

Education

University of Minnesota Law School, J.D.-1999
Northwestern College, B.S.-1995

Bar Associations

American Bar Association
Minnesota State Bar Association

Honors & Awards

Top Lawyer (The Legal Network)- Present
Excellent Lawyer (Avvo)- Present
Oral Argument Champion (Maynard Pirsig Moot Court)- Present
Best Brief Finalist (Maynard Pirsig Moot Court)- Present

Professional Associations

Public Investors Arbitration Bar Association, 2011-2023
FINRA/NASD Member Broker Dealer, 1999-2013

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